My Job History
Qualifications: Experienced in Regulatory Compliance and Quality of in-vitro diagnostic, ultrasound, microwave, radio frequency and cardiac catheter medical devices, prototype through production. Extensive education in Quality Assurance. American Society for Quality (ASQ) Certified Quality Engineer (CQE) and Certified Reliability Engineer (CRE).
Expertise in:
-
Researching, formatting,
presenting and revising technical and
regulatory information. (28 years)
-
Writing
reports, User Instructions, training
publications, and thorough, effective procedures
compliant to FDA cGMP, QSR, IS09001, EN46001,
ISO 13485 and MDD CE Mark. (28 years)
-
Authoring
software validation procedures; audit & review
of software validation documents. (2 years)
-
Computer
systems – CP/M, MS-DOS, Macintosh, Windows 3.1,
Win95, Win 2000, Win Vista,
WinXP, Win 7 Software,
WordStar, Word Perfect, Microsoft Word, (25
years), Microsoft FrontPage - Web-Master (13
years).
PROFESSIONAL EXPERIENCE
Oct 98 to April 2011 Retired by this company on
April 8, 2011
Stellartech Research Corporation SENIOR QUALITY
ENGINEER 1350 Bordeaux Drive, Sunnyvale, CA 94089 Class
II & III R&D through Manufacturing Radio
Frequency, x-ray and other medical devices
developed for customers.
Responsible for and authored
510(k)s, wrote for team to obtain TUV Safety
Mark CE and Technical Files, UL Certifications,
and CSA Safety Marks for Radio Frequency medical
devices.
Authored: User Manuals/Instructions,
reviewed/corrected/ approved Hardware and
Software V&V documents, D&D plans, Quality
Plans, created and maintained Design History
Files for multiple customer medical devices
development.
Participated on design review
teams.
Maintained Manufacturing Authorization
and Rework Record Log and follow up files to
ensure closure of these records in a very timely
fashion.
Selected accomplishments:
-
Got
8 successful 510(k) submissions approved by U.S.
FDA for Stellartech Research Corporation and
some customers.
-
Created
Technical Files/Design Dossiers for CE Mark for
medical devices and disposables.
-
Created
documentation and helped team to get RWTUV, TUV
Nord, TUV Rhineland Safety Marks, ETL/Intertek
Safety Marks, CSA safety marks and UL
certifications
-
Manufacturing
Authorization (MA) and Rework Records (RO)
Gatekeeper – reduced errors by 85% to 90% and
followed up on closure of the MAs & ROs.
Oct 96 - Jul 98
Fidus Medical Technology Corp. SENIOR
RA / QA ENGINEER
Fremont, CA. Start-up Class II & III cardiac
microwave medical device R&D Company.
Responsible for all QA,
QC, RA and Reliability: implementation of FDA QSR, EU CE Mark 998 and ISO 9001, EN 46001
systems and procedures; all HFA submission
actions to Canadian HPB and U.S. FDA including
animal and domestic & international clinical
trials, wrote and got IDE and 510(k) approvals,
and validations.
Held collateral duties as
CALIBRATION COORDINATOR, U.S. CUSTOMS
LIASON and INSURANCE LIASON.
Managed,
trained, coordinated and scheduled one Quality
Engineer, one QA Specialist, and two Quality
Technicians. Participated on design review
teams.
Selected accomplishments:
-
Improved Regulatory documentation
quality for 510(k) for intra-operative device,
Case Report Forms, clinical and animal trial
protocols, wrote FDA IDES for AFL & Right Sided
AFib, Instructions for Use, FDA and Canadian HPB
letters.
-
Created
CE Mark Quality Evaluation Plan, Clinical
Monitor Package, Design Dossier SOP & Checklist,
EU Clinical Trials requirements document,
Medical Devices Vigilance System SOP & List of
Competent Authorities, and Technical File SOP &
Checklist, among others.
-
Coordinated
clinical info retrieval from United States,
Canada, England, France, Germany and Portugal;
acted as Monitor for 10 animal trials and 5
clinical studies in the U.S.
Dec 94 – Oct 96
MedaSonics, Inc., NeuroGuard, Inc.: spin-off of
MedaSonics,
SENIOR QUALITY ENGINEER 12- 94 to 10-96 Fremont, CA. ISO 9001, EN 46001, CE Mark MDD
1996 Registered Class I and II ultrasound
medical devices. R&D to manufacturing Company.
INTERNAL AUDIT TEAM COORDINATOR: 12-94 to
6-96.
QE & RA
- provided ISO 9001, EN 46001, CE
Mark, regulatory and safety inputs to
Environmental, Hardware, Mechanical validations
for 3 diagnostic systems and 10+ Software
validations.
Sustained IS0 9001, EN 46001, CE
Mark 1996 EMC and 1996 MDD registration
maintenance.
Internal Audit Team: managed 15
members Internal Audit Team through EN46001 and
1998 EU CE Mark registrations.
Trained new
employees on FDA, ISO9001, EN46001 and CE Mark.
Authored CE Mark Quality Evaluation Plans.
Participated on design review teams.
Selected
Accomplishments:
-
Designed & implemented highly
successful tabular layout for Medical Device
Directive (MDD) Annex 1
Essential Requirements questions vs. replies
that greatly impressed the CE Mark Auditor &
gained final EU MDD CE Mark 1998.
-
Ran the CAPA System: Improved
accuracy and timeliness of Corrective and
Preventive Action System - CAPA - by at least
70% by improving filtering, and getting
management support to appoint the appropriate
owners for Corrective Action Requests.
-
Awarded MedaSonics Quality
Recognition for Software Validation Procedures
developed from marketing specifications and
turning them into excellent, effective
validation procedures, Freed up the software
engineers to develop new features and products.
-
Initiated three-member review
board for previewing all Document Control
Requests because of previous poor technical
submissions resulting in poor quality and
reliability of instrument systems. My reviews
reduced technical and other errors by 95%.
June 82 - Oct 94
Syva Company, Instrument Division,
QUALITY ENGINEER III (12-88 to 10-94);
QUALITY ENGINEER II (6-82 to 12-88)
MTN .View, CA. Class II in-vitro medical
diagnostic R&D to manufacturing company.
Supported QC OEM in development and
manufacturing facility; QC RI, QC WIP, Factory
Repair, Production floor for 6 diagnostic
systems.
Regulatory design validations for CSA, VDE.
Reviewed Syva and OEM software validations
for 10+ software releases.
Authored Quality
Evaluation Plans to regulatory requirements.
Participated on design review teams and MRB
teams.
Selected Accomplishments:
-
Review
of Software Validation documents brought quality
levels up 300% for OEM and Syva Development by
substantially reducing the number of errors.
-
Authored
excellent QA procedures which where used as
training tools, ensured highly efficient Final
QC inspections and greatly facilitated
subsequent ISO 9001 registration.
-
Chair of Safety Committee:
1989 & 1990. Managed low-key commitee to a
highly visible, active, and effective body and
greatly increased workplace safety.
Mar 80 - Jun 82
Delta Associates,
RESEARCH EVALUATION ENGINEER.
Milpitas, CA Start-up computerized Gas
Chromatograph R&D to manufacturing company.
Prototype through production support of a new
computerized gas chromatograph.
Supervised
two test technicians.
Regulatory duties as RADIATION
SAFETY CHAIRMAN and MANUFACTURING SAFETY
OFFICER.
Selected Accomplishments:
-
Designed
and implemented Gas Chromatograph testing
station and
-
Designed
and implemented Gas Chromatograph testing
laboratory once Delta Associates was brought
into Spectra-Physics in 1982.
-
Junior Achievement Recruiter – got record numbers of students in two
Milpitas, CA high schools to join Junior Achievement in talk given to classes there in.
Jun 75 – Feb 80
U.S. FOOD AND ‘DRUG ADMINISTRATION ANALYTICAL CHEMIST GS 5 to GS 11-2. San
Francisco District Office (SAN-DO).
Analyses
Foods for chemical contamination and insect
infestation. Analyses drugs for content and
uniformity.
-
Served on Consumer Affairs detail addressed
telephone public questions on FDA. Interviewed
on local radio show on FDA topics.
-
Served on Investigations detail inspected food
and medical device companies in San Francisco
Bay Area.
-
FDA Speakers Bureau – gave talks to junior
college classes, professional organizations and
general public on FDA and Food and Drug safety,
food additives, etc. Jan 75 to Jun 75
Jan 75 to Jun 75
U.S. Consumer Protection Agency Analytical Chemist
GS-5 50 Fulton Street
San Francisco, CA
Nov 73 to Jan 75
Diamond Shamrock Chemical Co. GC-Mass Spectometer
Technician. Redwood City, Calif. 94063
Aug 73 to Nov 73
ULTRACHEM CORP Analytical Chemist
1150 CIVIC DR
WALNUT CREEK, CA 94596-8241
U.S. Customs
Service Laboratory
630 SANSOME ST
Room 1450 SAN FRANCISCO, CA
94111-2206
Summer Lab Technician
June 1972 – August 1972
(3 months)
-
Analyzed U.S Customs
revenue products coming into the country for taxation
determinations.
-
Tested multiplicity of products for such things as
gold content, sugar content. lead content, etc.
U.S. Customs
Service Laboratory
630 SANSOME ST
Room 1450 SAN FRANCISCO, CA
94111-2206
Summer Lab Technician
June 1971 – August 1971
(3 months)
-
Analyzed
U.S Customs revenue products coming into the country for taxation
determinations.
-
Tested multiplicity of products for such things as gold content,
sugar content. lead content, etc.
EDUCATION
-
MSc Quality Assurance, GPA 3.81 -
San Jose Sate University 1989. San Jose, CA:
Master's Thesis: An Effective Quality
Evaluation Plan for Start-up to Small Scientific
Instrumentation Companies.
-
BSc
Chemistry, cum laude - San Francisco State
University 1973; San Francisco, CA. (60 semster
hours in Chemistry)
-
AA
Quality Assurance, summa cum Iaude - De Anza
College 1986; Cupertino, CA.
-
Certificate
in Management & Supervision, GPA 3.82 - Mission
College 1981; San Jose, CA.
-
AS
Chemistry GPA 3.25 - City
College of San Francisco 1971; San Francisco, CA.
SKILLS
1. Application,
enforcement and interpretation of Federal
Regulations and simplifying them into training
documents and procedures: cGMP, various Codes of
Federal Regulations - Fidus, MedaSonics &
NeuroGuard, Syva, USCG Reserve, FDA. (21 years).
2. Public
Speaking: USCG Reserve, Church Lector, FDA
Speakers Bureau, Junior Achievement,
Toastmasters. (15 years)
3. Team
Player examples
-
USCGR:
6 Meritorious Team Awards for Marine
Firefighting Contingency Plan, Area
Environmental Contingency Plan, Port Outload and
Security Plan, (18 years)
-
MedaSonics
& NeuroGuard: implementation of ISO 46001
and EU MDD CE Mark; and Internal Audit Team
Leader with Team contributions to corrective
action and process improvements. (4 years)
-
ASQ: San Francisco
Section 0604 – Section Chairman (1991-1992) Successful management
program improvement increased San Francisco Section to Master
Section level during my Chairmanship (1 year - plus held all section
positions from 1983 to 2006 – 23 years)
4. Technical
Writing: Stellartech Research Corporation, Fidus
Medical Technology, MedaSonics &
NeuroGuard, Syva, Delta Associates, CG Reserve,
ASQ.(36 years)
MILITARY
Oct 78 - Jan 97
U. S. COAST GUARD RESERVE:
PS3 E4 to Senior Chief E8. PORT SECURITYMAN:
Served as
MARINE SAFETY BOARDING
OFFICER;
PORT SECURITY PLANNING
SPECIALIST
and
MARINE FIREFIGHTING
CONTINGENCY PLANNING SPECIALIST:
District 11;
ASSISTANT TRAINING OFFICER for 95 people;
CURRICULUM COORDINATOR
for 95 people;
MARINE INVESTIGATOR:
performed investigations of marine accidents;
MARINE INVESTIGATIONS
DEPARTMENT HEAD:
managed and scheduled 9 Marine Investigators doing marine accident
investigations;
INSTRUCTOR
– designed and taught multiple classes.
· CERTIFIED
MARINE SAFETY BOARDING OFFICER:
regulatory application,
enforcement and
interpretation of 33CFR, 46CFR, 49CFR, IMO, U.S.
Codes and
U.S. Codes Annotated – (5 years)
experience. Was the first USCGR member to|
obtain
this certification. Designed and published
Marine Safety Boarding Officer
hand book –
16 years experience
· CERTIFIED
MARINE INVESTIGATOR:
regulatory application, enforcement and
interpretation: 33CFR, U.S. Codes and U.S. Codes
Annotated - 2 years experience.
USCGR Schools attended
· Instructor
Training (first in class)
(2 weeks)
· Port
Securityman Basic (first in class) and Advanced
|Schools (4 weeks).
· Marine
Environmental Response Basic (first in class)
and Advanced Schools (4
weeks) & HAZWOPER course
(2 days)
· Reserve
Senior Petty Officer Leadership and Management (first in class)
(2
weeks)
Jun 1965 – Jun 1971
U.S. SUBMARINE RESERVE, SR E1 to E5,
TORPEDOMAN’S MATE Striker TMSN(SG) to
TM2(SS), Qualified in Submarines on USS
Diodon (SS-349) a diesel electric submarine
during active duty (Feb 67 to
Oct 68). Navy schools attended:
· SP/SG
Submarine School Reserve (Jun 65 to Aug 65)
· Basic
Electricity Electronics Prep (BEEP) School, NTC
San Diego, CA 6 weeks
accelerated pace (Jun 66
to Aug 66)
· Torpedoman’s
Mate “A” School, Fleet ASW School, San Diego, CA
8 weeks – first
in class (Aug 66 to Sept 66)
PUBLICATIONS - Chapters - Pharmaceutical
Quality Management & Healthcare Quality
Management - In the Quality Management
Handbook, 2nd Ed. Revised and expanded.
Marcel Dekker, 1997
Your Web-Master's
Military Experiences
Military
& Patriotic Orgs I belong to
Your Web Master's
Life Member NAVetUSA Web Page
James R. Santos
1965 to 1971
SR, SA, SN,
SN(SG), TMSN(SG), TMSN(SS), TM3(SS) to TM2(SS)
USN Submarine
Reserve 06/1965 to 06/1971

TM
Torpedoman's
Mate
Your Web Master in
his TM days


Submarines Your Web Master served on
Your Web Master's
Life Member NAVetUSA Web Page
Your Web Master in
his TM days
Your
Web Master as TM2(SS) in 1969
Here is your Web-Master on USS Diodon (SS-349) in
September 1967 in Hong Kong, BCC. That is an
Australian frigate's bow seen in the background.

Back then on Diodon
Submarine Qualification Certificate of James Richard Santos,
TNSN(SS)
(New 04-17-07)
USS Diodon (SS-349) Home Port without Frames - for
Diodon Shipmates, Photos, History
This
photo was taken, as I recall, on board one of those covered Coaxain's
Boats.
This was just after i
had completed a week end working in the Torpedo Shop on the Sub Tender USS Sperry or USS Nereus.
Another Reservist
from my Submarine Reserve Unit, TM2(SS) Ruiz. I believe, snapped this photo.
He was a photographer by trade, as I recall.
He took the photo as
we were returning to shore from the tender, which was moored out in the water at
Fort Roscrans, Ballast Point Submarine Base, San Diego, California.

USNR My Training & Advancement
|

SR
Seaman Recruit
1965
|

SA
Seaman Apprentice
1965 |

SN
Seaman
Actually TMSN(SG)
1966
TMSN(SS) in 1967 |

TM3(SS)
Torpedoman's Mate
Third Class
1967 |

TM2(SS)
Torpedoman's Mate Second Class
1968 |

Bluejacket's Manual
Sixteenth Edition
1962 |
Basic Military Req'ts
NAVPERS 10054-A
1965 |

Seaman
NAVPERS 10120-D
1965 |

Petty Officer 3 & 2
NAVPERS 10056-A
1966 |

TM 3 & 2
NAVPERS 10163
1967 |
USN
Service Stripe: 1 for each 4 years (6
years total)
1 x
|
|
James R. Santos
1978 to 1997
U.S. Coast Guard
Reserve
PS3 to PSCS USGR
Ret.
US Coast
Guard Reserve 10/02/78 to 01/01/97

PS
P
ort
Securityman
Coast Guard Rating
Video PS
My
USCGR PSCS Uniform Coat
with Submarine Qualified Dolphins, service years Hash Marks,
awared Ribbons, USCG Name Tag, Port Securityman
Senior Chief
(PSCS) Chevron
PS3, PS2,
PS1, PSC, PSCS


|
 |
 |
 |
 |
 |
|
Service Stripes:
1 for each 4
years (6 years USN Sub Reserve, plus 18 years, 3 months with
USCGR
= total 24 years, 3 mo)
2 x

6 x

|
(New 05-13-11)
Your Web Master circa 1986 to 1988 as Chief Port Securityman, USCGR
Your Web Master circa 1986 to 1988, as Chief Port Securityman, USCGR,
with his sons
Your
Web Master's USCGR Desktop Name Plate as PS Senior Chief